SNC Wealth Management LLC
Firm details
- Headquarters
- ,
- CRD number
- 317066
- Registered since
- March 11, 2022
- Custodians
- RBC CAPITAL MARKETS, LLC, NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI66.2%
- Individuals33.8%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
SNC Wealth Management LLC is an independent, owner-operated registered investment adviser focused on individualized planning and portfolio management for individuals, families and small businesses. The firm charges fees based on a percentage of assets under management and concentrates its discretionary work on liquid, exchange-traded securities. Investment activity centers on equity exposure delivered primarily through exchange-traded equities, supplemented by mutual funds and selective allocations to third-party alternative managers for real assets and energy-related strategies. SNC’s advisory scope covers financial planning and portfolio management for both personal and business clients; it does not position itself as a multi-state adviser, pension consultant or capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities73%
- US Government Bonds12%
- Cash & Cash Equivalents10%
- Investment Grade Corp Bonds5%
Owners & executives
1 of 1Nicole Giannone
Chief Compliance OfficerCRD 7397152
Contacts
1 of 1
Abdulaziz Shroff
Vice PresidentCRD 7497661
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
Similar firms
WM Advisors USA LLC
RIAParke Investment Management, Inc.
RIACfig Investment Advisory Services, LLC
RIAWestport, CT
Safewater Investment Management LLC
RIAAA Wealth Strategies LLC
RIAAustin, TX
Langley Wealth Management
RIAAthens, GA