SMP Financial Planning, LLC

RIASEC & State Registered
Total AUM
$78.3M
Discretionary
$77.7M
99% of AUM
Avg account
$725K
Accounts
108
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
315300
Registered since
December 2, 2025
Custodians
CHARLES SCHWAB & CO., INC., TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI95.39%
  • Pension & Profit Sharing Plans2.35%
  • Individuals2.26%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

SMP Financial Planning, LLC is an independent registered investment adviser organized as an LLC and listed as SEC-registered in 2025. The firm serves both individual and family clients as well as some institutional relationships, focusing on financial planning and portfolio management for individuals and small businesses. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements, indicating a mix of ongoing advisory relationships and project-based planning work. The firm does not characterize itself as an active ESG investor and is not listed as a multi-state adviser in the provided snapshot.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 74%, US Government Bonds 10%, Investment Grade Corp Bonds 10%, Cash & Cash Equivalents 4%, State & Local Bonds 2%74%
  • Exchange Traded Equities74%
  • US Government Bonds10%
  • Investment Grade Corp Bonds10%
  • Cash & Cash Equivalents4%
  • State & Local Bonds2%

Contacts

2 of 2
  • Mitchell Poirier

    Mitchell Poirier

    Co-founder & Financial PlannerCRD 6238325

  • Scott Marx

    Scott Marx

    Co-founder & Financial PlannerCRD 2815038

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth