SMP Asset Management, LLC

RIASEC RegisteredEst. 2021
Total AUM
$255M
Discretionary
$255M
100% of AUM
Avg account
$128M
Accounts
2
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
162653
Registered since
May 4, 2021
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles74.75%
  • Other25.25%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

SMP Asset Management, LLC is an SEC-registered investment adviser organized as an LLC that runs portfolio management for pooled investment vehicles. The firm is structured and operated as a hedge fund manager serving institutional clients and charges a combination of asset-based and performance fees, which aligns compensation with active management outcomes. SMP does not position itself as an ESG investor and is not registered as a multi-state adviser. Investment activity centers on equity exposure, with a clear preference for non-exchange traded equities as a primary holding type. The firm runs at least one pooled hedge fund vehicle that accounts for a substantial share of its reported assets. SMP also uses third-party alternative managers in at least commodities strategies, indicating a willingness to extend beyond traditional long-only equity allocations where they see opportunity.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Non-Exchange Traded Equities 77%, Cash & Cash Equivalents 8%, Exchange Traded Equities 7%, US Government Bonds 6%, Private Funds 2%77%
  • Non-Exchange Traded Equities77%
  • Cash & Cash Equivalents8%
  • Exchange Traded Equities7%
  • US Government Bonds6%
  • Private Funds2%

Owners & executives

1 of 1
  • Anne Arnold

    Anne Arnold

    Chief Compliance OfficerCRD 725222

Contacts

1 of 1
  • Lawrence Goldstein

    Lawrence Goldstein

    PresidentCRD 224585

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth