SMOAK CAPITAL MANAGEMENT, LLC

Exempt Reporting AdvisorFINRA MemberEst. 2025
Total AUM
Accounts
0
Advisory reps
1
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
PARKER, Colorado
CRD number
293805
Registered since
March 5, 2025

Firm profile

FINTRX

Overview

Smoak Capital Management, LLC is a small, manager-led advisory firm that places material emphasis on sponsored pooled vehicles and private fund activity rather than a broad retail advisory book. The firm serves as sponsor, general partner and managing member for pooled investment vehicles and functions as the adviser to at least one hedge fund. Investment activity centers on private-market strategies and third‑party alternative funds—private equity, hedge funds and private placements are highlighted as core allocation areas. The firm does not identify as an active ESG investor, and its business model appears oriented toward concentrated, manager-driven allocations and fund sponsorship rather than wide-scale advisory relationships across many retail clients.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

1 of 1
  • Daniel Smoak

    Managing MemberCRD 6921755

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

PARKER, CO

DOUGLAS

Location

PARKER, CO

Headquartered in PARKER, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
DOUGLAS
Address
11020 S Pike Peak Dr
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth