SMITH CAPITAL MANAGEMENT, LLC
Firm details
- Headquarters
- ,
- CRD number
- 149968
- Website
- smithcapmanagement.com
- Custodians
- INTERACTIVE BROKERS LLC, NATIONWIDE SECURITIES, LLC
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- Individuals100%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Smith Capital Management, LLC is an independent registered investment adviser serving individual and family clients, with a focus on financial planning, portfolio management for individuals and small businesses, and pension consulting. The firm operates as a small, fee-driven practice that charges a percentage of assets under management and hourly fees for planning work. Investment activity centers on equities—primarily exchange-traded securities—managed on a discretionary basis, with a willingness to incorporate third-party alternative fund managers across private equity, hedge funds, real estate and managed futures. The firm is not positioned as an ESG-focused manager and is structured as a single-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities50%
- US Government Bonds15%
- Cash & Cash Equivalents15%
- Investment Grade Corp Bonds10%
- Private Funds10%
Contacts
1 of 1EDWARD SMITH
Registered Investment AdviserCRD 2384354
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations