SMI Advisory Services, LLC
Firm details
- Headquarters
- Columbus, Indiana
- CRD number
- 137872
- Registered since
- November 15, 2005
- Website
- smiadvisory.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Individuals76.19%
- Investment Companies23.81%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment Companies
Firm profile
FINTRXOverview
SMI Advisory Services, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2005. The firm charges clients on a percentage-of-AUM basis and reports a client base that includes individuals and families as well as institutional investors. Its stated advisory activities focus on portfolio management for individuals and small businesses and on portfolio management for investment companies. The firm does not characterize itself as an active ESG investor, does not act as a capital allocator, and does not list pension consulting among its services.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities50%
- Public Funds/Mutual Funds49%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1Frederick Beerwart
Chief Compliance OfficerCRD 5052175
Contacts
3 of 8
Sandra Morrison
Stewardship AdvisorCRD 6113277
Mark Biller
Senior Portfolio ManagerCRD 5052164
Brian Mondics
Stewardship AdvisorCRD 7545075
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 79Active vs passive
$697M in ETFs
48%
$334M
2%
$363M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SMI 3FOURTEEN REAL ASSET ALLOCATION ETF (RAA) | $226M | 7,643,624 | 32.42% |
Location
Columbus, IN
Bartholomew
Location
Columbus, IN
Headquartered in Columbus, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.
- Metro area
- Indianapolis-Carmel-Muncie, IN
- Region
- Midwest
- County
- Bartholomew
- Address
- 4400 Ray Boll Blvd
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
3fourteen & Smi Advisory Services, LLC
RIAColumbus, IN
Kirr, Marbach & Company, LLC
RIAColumbus, IN
IMC Advisors, LLC
RIAColumbus, IN
Kessler Investment Group, LLC
RIAColumbus, IN
WWA Planning & Investments
RIAColumbus, IN
Mcavoy Kemp Wealth Management, LLC
RIAColumbus, IN