SMI ADVISORY SERVICES, LLC
Firm details
- Headquarters
- COLUMBUS, Indiana
- CRD number
- 137872
- Registered since
- November 15, 2005
- Website
- smiadvisory.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Individuals76.19%
- Investment Companies23.81%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment Companies
Firm profile
FINTRXOverview
SMI Advisory Services, LLC is an SEC-registered wealth manager that focuses on discretionary portfolio management for individuals, small businesses and investment companies. The firm charges fees based on a percentage of assets under management and runs portfolios with a clear preference for exchange-traded strategies and equity exposure. Its advisory activities emphasize managed models and pooled vehicles rather than bespoke direct-stock concentrated strategies, and it is not positioned as an ESG-focused manager. Investment allocation indicates a tilt toward liquid, ETF-based solutions supplemented by mutual funds and selected alternative sleeves. The firm appears to use multi-asset and real-asset ETFs to implement strategic and tactical allocations, and it also maintains exposure to digital currency and real estate through third-party alternative managers and ETPs. SMI Advisory Services, LLC registered with the SEC in 2005 and serves a mix of individual, family and institutional clients.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities50%
- Public Funds/Mutual Funds49%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1FREDERICK BEERWART
Chief Compliance OfficerCRD 5052175
Contacts
3 of 8SANDRA MORRISON
Stewardship AdvisorCRD 6113277
MARK BILLER
Senior Portfolio ManagerCRD 5052164
Brian Mondics
Stewardship AdvisorCRD 7545075
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 84Active vs passive
$670M in ETFs
43%
$289M
8%
$381M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SMI 3FOURTEEN REAL ASSET ALLOCATION ETF (RAA) | $213M | 7,655,919 | 31.85% |
Location
COLUMBUS, IN
BARTHOLOMEW
Location
COLUMBUS, IN
Headquartered in COLUMBUS, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.
- Metro area
- Indianapolis-Carmel-Muncie, IN
- Region
- Midwest
- County
- BARTHOLOMEW
- Address
- 4400 Ray Boll Blvd
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
3FOURTEEN & SMI ADVISORY SERVICES, LLC
RIACOLUMBUS, IN
KIRR, MARBACH & COMPANY, LLC
RIACOLUMBUS, IN
IMC ADVISORS, LLC
RIACOLUMBUS, IN
KESSLER INVESTMENT GROUP, LLC
RIACOLUMBUS, IN
WWA PLANNING & INVESTMENTS
RIACOLUMBUS, IN
MCAVOY KEMP WEALTH MANAGEMENT, LLC
RIACOLUMBUS, IN