SMA Capital LLC

RIASEC RegisteredEst. 2025
Total AUM
$553M
Discretionary
$553M
100% of AUM
Avg account
$111M
Accounts
5
Employees
9
Advisory reps
2

Firm details

Headquarters
New York, New York
CRD number
335168
Registered since
March 31, 2025
Custodians
GOLDMAN SACHS & CO. LLC, MORGAN STANLEY & CO. LLC, BARCLAYS BANK PLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

SMA Capital LLC is a limited liability company that operates as an institutional registered investment adviser. The firm focuses on discretionary portfolio management for business and institutional clients and charges a combination of asset-based fees and performance fees. SEC registration occurred in 2025 and ownership is listed as individual. The firm does not describe itself as an active ESG investor, is not a multi-state adviser, and is not positioned as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2

  • Philip Harris

    Founder & CEOCRD 1891008

  • Jesse Yorio

    CROCRD 3093839

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1

Active vs passive

$1.8M in ETFs

Passive

100%

$1.8M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
PROSHARES TRUST VIX SHORT-TERM FUTURES (VIXY)ProSharesPassiveTrading Miscellaneous$1.8M82,623100.00%

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
825 3rd Ave
Time zone
ET (UTC-5)
Office locations

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