Single A Capital, LLC

RIASEC Registered
Total AUM
$17.3M
Discretionary
$17.3M
100% of AUM
Avg account
$866K
Accounts
20
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
286547
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Single A Capital, LLC is a small, advisor-run wealth manager that focuses on discretionary portfolio management for individuals and families, including small-business owners. The firm runs a concentrated, equity-first approach: nearly all managed assets are held in exchange-traded equities, indicating a preference for liquid, listed stocks and ETFs rather than broad allocations to cash or traditional mutual funds. Compensation includes both a percentage-of-assets fee and performance-based fees, which typically aligns the adviser with more active, return-seeking mandates. The firm does not present itself as an ESG specialist, multi-state adviser, pension consultant, or family office. Its client base is primarily individuals and families rather than institutional or retirement-plan sponsors. Custody and execution appear to be routed through a brokerage-first platform, which supports an active trading style and access to a wide range of exchange-listed instruments.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 100%100%
  • Exchange Traded Equities100%

Contacts

1 of 1
  • Ajay Jani

    Ajay Jani

    Managing PartnerCRD 2023561

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth