Simplexity Investment Management, LLC

RIASEC Registered
Total AUM
$3.2M
Discretionary
$3.2M
100% of AUM
Avg account
$633K
Accounts
5
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
166913
Custodians
ALTRUIST FINANCIAL LLC
Fee structure
Percentage of AUM
Client types
  • HNWI100%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Simplexity Investment Management, LLC operates as a privately owned limited liability company providing fee-based portfolio management primarily to individual and family clients. The firm charges a percentage of assets under management and lists portfolio management for individuals/small businesses, pooled investment vehicles, and businesses or institutions among its advisory activities. It does not identify itself as an active ESG investor, is not flagged as a multi-state adviser, and is not described as a capital allocator or pension consultant.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 94%, Cash & Cash Equivalents 6%94%
  • Public Funds/Mutual Funds94%
  • Cash & Cash Equivalents6%

Owners & executives

1 of 1
  • Arturo Rodriguez

    Arturo Rodriguez

    Founder & CEOCRD 4424533

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth