Simmons Financial Services, Inc.

RIASEC Registered
Total AUM
$1.3M
Discretionary
$1.3M
100% of AUM
Avg account
$40.6K
Accounts
32
Employees
2
Advisory reps
1

Firm details

Headquarters
Richmond, Michigan
CRD number
132218
Fee structure
Percentage of AUM
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Simmons Financial Services, Inc. is an independent registered investment adviser operating as a corporation and serving individual and family clients. The firm offers financial planning and portfolio management for individuals and small businesses, billing on a percentage-of-assets-under-management basis. Its corporate profile lists law-firm activity, suggesting the adviser may have a legal-practice background or serve a client base tied to legal professionals. Simmons Financial Services does not list itself as an active ESG investor, is not a multi-state adviser, and is not positioned as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 85%, Cash & Cash Equivalents 15%85%
  • Exchange Traded Equities85%
  • Cash & Cash Equivalents15%

Contacts

1 of 1
  • Kenneth Simmons

    President & OwnerCRD 2572166

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Richmond, MI

Macomb

Location

Richmond, MI

Headquartered in Richmond, MI, anchoring the Detroit-Warren-Ann Arbor, MI metro in the Midwest.

Metro area
Detroit-Warren-Ann Arbor, MI
Region
Midwest
County
Macomb
Address
68311 S Main St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth