Signature Resources Capital Management, LLC

RIASEC Registered
Total AUM
$304M
Discretionary
$304M
100% of AUM
Avg account
$341K
Accounts
891
Employees
15
Advisory reps
18

Firm details

Headquarters
Newport Beach, California
CRD number
144069
Registered since
June 8, 2007
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI67.31%
  • Individuals27.03%
  • Pension & Profit Sharing Plans4.79%
  • Corporations / Businesses0.87%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Signature Resources Capital Management, LLC is an independent RIA formed as an LLC that serves both individual/family and institutional clients. The firm is registered with the SEC and has been SEC-registered since 2007. It operates as a fee-based adviser with a mix of percentage-of-AUM, hourly, and fixed-fee billing arrangements, and describes itself as a capital allocator that selects third‑party managers when appropriate. Core advisory services include financial planning, portfolio management for individuals and small businesses as well as for institutions, pension consulting, and selection of other advisers. The firm lists an insurance company among its industry affiliations and does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 82%, Cash & Cash Equivalents 7%, US Government Bonds 6%, Exchange Traded Equities 5%82%
  • Public Funds/Mutual Funds82%
  • Cash & Cash Equivalents7%
  • US Government Bonds6%
  • Exchange Traded Equities5%

Owners & executives

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Contacts

FINTRX

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 334

Active vs passive

$212M in ETFs

Passive

12%

$24.8M

Active

88%

$187M

ETFProviderStyleCategoryValueShares% of portfolio
AVANTIS US EQUITY ETF (AVUS)AvantisActiveLarge Blend$43.7M340,81720.57%

Location

Primary office

Newport Beach, CA

Orange

Location

Newport Beach, CA

Headquartered in Newport Beach, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
100 Bayview Cir
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth