SIGNAL ADVISORS WEALTH, LLC

RIASEC RegisteredEst. 2022
Total AUM
$1.7B
Discretionary
$1.6B
97% of AUM
Avg account
$159K
Accounts
10,642
Employees
37
Advisory reps
42

Firm details

Headquarters
DETROIT, Michigan
CRD number
301086
Registered since
December 8, 2022
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals58.74%
  • HNWI41.26%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Signal Advisors Wealth, LLC is an independent registered investment adviser that serves individual and family clients with financial planning and portfolio management services. The firm, formed as an LLC and registered with the SEC in 2022, combines advisory work for individuals and small businesses with services for employers and institutional clients, including pension consulting. It also operates as an insurance broker and maintains industry relationships with a law firm and an insurance company. Fee arrangements include asset-based fees, hourly charges, and fixed fees. The firm is not identified as a capital allocator and does not report being an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 58%, Exchange Traded Equities 25%, Cash & Cash Equivalents 9%, Investment Grade Corp Bonds 4%, State & Local Bonds 1%, Private Funds 1%58%
  • Public Funds/Mutual Funds58%
  • Exchange Traded Equities25%
  • Cash & Cash Equivalents9%
  • Investment Grade Corp Bonds4%
  • State & Local Bonds1%

Owners & executives

3 of 3
  • James Morris

    Chief Compliance OfficerCRD 3148242

  • Tiffany Young

    President, CEOCRD 7022455

  • PATRICK KELLY

    Co-Founder & CEOCRD 5931188

Contacts

3 of 39
  • Nolan Stokes

    Investment Advisor RepresentativeCRD 6877013

  • Jesse Grutz

    Investment Advisor RepresentativeCRD 6825801

  • Levi Allison

    Financial AdvisorCRD 7987227

Unlock 36 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 431

Active vs passive

$1.3B in ETFs

Passive

56%

$705M

Active

28%

$561M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM)State Street$76.8M1,003,3346.07%

Location

Primary office

DETROIT, MI

WAYNE

Location

DETROIT, MI

Headquartered in DETROIT, MI, anchoring the Detroit-Warren-Ann Arbor, MI metro in the Midwest.

Metro area
Detroit-Warren-Ann Arbor, MI
Region
Midwest
County
WAYNE
Address
1555 Broadway St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth