SIGFIG WEALTH MANAGEMENT LLC

RIASEC RegisteredEst. 2011
Total AUM
$3.6B
Discretionary
$3.6B
100% of AUM
Avg account
$33.7K
Accounts
106,361
Employees
96
Advisory reps
8

Firm details

Headquarters
SAN FRANCISCO, California
CRD number
158823
Registered since
October 31, 2011
Custodians
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals94.26%
  • HNWI5.74%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Sigfig Wealth Management LLC operates as an adviser focused on individual and family clients, delivering portfolio management services for individuals and small businesses. The firm charges either a percentage of assets under management or fixed fees and was registered with the SEC in 2011. Its reported activity shows a strong tilt toward public funds—primarily pooled products such as ETFs and mutual funds—suggesting a model that favors broad-market exposure and liquid, scalable implementations rather than concentrated individual-stock portfolios. The firm does not identify itself as an active ESG investor and is not listed as a multi-state adviser on its snapshot, though it maintains multiple office locations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 98%, Cash & Cash Equivalents 2%98%
  • Public Funds/Mutual Funds98%
  • Cash & Cash Equivalents2%

Owners & executives

3 of 6
  • DANIEL MERCURIO

    Chief Operating OfficerCRD 4678747

  • ROGER FONG

    CTOCRD 5968174

  • MICHAEL SHA

    CEOCRD 5968172

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Contacts

2 of 2
  • AARON GUBIN

    Co-FounderCRD 6331310

  • BYUNG KIM

    Senior TraderCRD 2890136

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 170

Active vs passive

$3.6B in ETFs

Passive

95%

$3.5B

Active

4%

$182M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P TOTAL US STOCK MARKET ETF (ITOT)BlackRockPassiveLarge Blend$576M4,042,34915.85%

Location

Primary office

SAN FRANCISCO, CA

SAN FRANCISCO

Location

SAN FRANCISCO, CA

Headquartered in SAN FRANCISCO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN FRANCISCO
Address
2443 Fillmore St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth