Sicart Associates, LLC

RIASEC RegisteredEst. 2016

Total AUM

$455M

Discretionary

$455M

100% of AUM

Avg account

$2.2M

Accounts

207

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 285275
Registered since: September 29, 2016
Website: www.sicartassociates.com
Custodians: PERSHING LLC
Fee structure: Percentage of AUM, Other
Client types: HNWI92.82%
Pooled Investment Vehicles5.12%
Individuals2.06%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Sicart Associates, LLC is an independent SEC-registered investment adviser organized as an LLC and first registered in 2016. The firm serves both individual/family and institutional clients and operates as a capital allocator, placing client assets with third‑party managers in addition to running its own investment activity. Its primary fee model includes a percentage-of-AUM component. Advisory services listed in regulatory filings include financial planning, portfolio management for individuals/small businesses and for pooled vehicles, portfolio management for institutions and businesses, and selection of other advisers. Sicart is not identified as an ESG-focused manager. Filings also indicate the firm sponsors and serves as a general partner/managing member of pooled investment vehicles, which aligns with its role both as adviser and as a manager of private pooled products.