SHP WEALTH MANAGEMENT, LLC

RIASEC RegisteredEst. 2016
Total AUM
$1.9B
Discretionary
$1.8B
94% of AUM
Avg account
$257K
Accounts
7,457
Employees
52
Advisory reps
31

Firm details

Headquarters
PLYMOUTH, Massachusetts
CRD number
174697
Registered since
November 29, 2016
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Other
Client types
  • HNWI59.23%
  • Individuals34.47%
  • Other Investment Advisers5.14%
  • Pension & Profit Sharing Plans0.85%
  • Corporations / Businesses0.23%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

SHP Wealth Management, LLC is an independent registered investment adviser organized as an LLC and operating since 2016. The firm serves both individual and family clients as well as institutional relationships and describes itself as a capital allocator that uses third‑party managers when appropriate. Core service offerings include financial planning, portfolio management for individuals, small businesses and institutions, selection of other advisers, and educational seminars/workshops. Fee arrangements include a percentage-of-AUM component as well as hourly and other fee structures. SHP is not identified as an active ESG investor and lists industry affiliations with broker‑dealers, other investment advisers, trust companies and insurance companies.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 80%, Exchange Traded Equities 10%, Cash & Cash Equivalents 8%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Non-Investment Grade Corp Bonds 1%80%
  • Public Funds/Mutual Funds80%
  • Exchange Traded Equities10%
  • Cash & Cash Equivalents8%
  • US Government Bonds1%
  • State & Local Bonds1%

Contacts

3 of 31
  • MARK KENNEY

    Financial AdvisorCRD 5844639

  • RAPHAEL HANNA

    Investment Adviser RepresentativeCRD 7268990

  • KEITH ELLIS

    Co-FounderCRD 6441180

Unlock 28 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 574

Active vs passive

$1.2B in ETFs

Passive

76%

$888M

Active

24%

$282M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$331M554,57028.32%

Location

Primary office

PLYMOUTH, MA

PLYMOUTH

Location

PLYMOUTH, MA

Headquartered in PLYMOUTH, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
PLYMOUTH
Address
225 Water St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth