SHOREWIND CAPITAL LLC

Exempt Reporting AdvisorFINRA MemberEst. 2024
Total AUM
Accounts
0
Advisory reps
3
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
SAN FRANCISCO, California
CRD number
317255
Registered since
February 1, 2024

Firm profile

FINTRX

Overview

Shorewind Capital LLC operates primarily as a sponsor and general partner for pooled investment vehicles, with its activity focused on venture capital investing. The firm is structured as a limited liability company owned by an individual and registered with the SEC in 2024. Shorewind’s business profile is tilted toward private fund management rather than providing traditional RIA retail advisory services; it functions as a fund manager and managing member for its vehicles rather than as a multi-state advisory platform or a pension consultant. The firm is not identified as an active ESG investor. Shorewind’s governance and economics appear concentrated: the funds it advises have a small number of owners with a high average ownership share, indicating tight ownership and control within its capital base. Its classification in filings is unclassified, and it does not present a broad client base of individual advisory accounts.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • Nicholas Fragnito

    Founding PartnerCRD 7480575

  • JACOB POLISKIN

    Co-Managing MemberCRD 6334945

  • Andrew Rubenstein

    Founding PartnerCRD 7480573

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SAN FRANCISCO, CA

SAN FRANCISCO

Location

SAN FRANCISCO, CA

Headquartered in SAN FRANCISCO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN FRANCISCO
Address
100 Pine St
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth