SHIRAISHI FINANCIAL GROUP ADVISORS

RIASEC RegisteredEst. 2016

Total AUM

$110M

Discretionary

$107M

97% of AUM

Avg account

$110K

Accounts

1,002

Employees

Advisory reps

Firm details

Headquarters: HONOLULU, Hawaii
CRD number: 168645
Registered since: February 18, 2016
Website: www.shiraishifinancialgroup.com
Custodians: NATIONWIDE SECURITIES, LLC, SECURITY DISTRIBUTORS, AXOS CLEARING LLC
Fee structure: Percentage of AUM, Fixed Fees, Other
Client types: Individuals62.29%
HNWI37.25%
Pension & Profit Sharing Plans0.46%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Shiraishi Financial Group Advisors is an independent, individual-owned RIA formed and SEC-registered in 2016 that serves primarily individual and family clients. The firm combines financial planning, discretionary portfolio management for individuals and small businesses, and the selection of third-party advisors. Its fee model includes AUM-based fees alongside fixed fees and other fee arrangements. The firm identifies itself as a capital allocator and is affiliated with an insurance company. It does not characterize itself as an active ESG investor and is not registered as a multi-state adviser.