Shelter Rock Management, LLC

RIASEC RegisteredEst. 2013
Total AUM
$232M
Discretionary
$171M
74% of AUM
Avg account
$811K
Accounts
286
Employees
6
Advisory reps
4

Firm details

Headquarters
Jericho, New York
CRD number
142739
Registered since
February 19, 2013
Website
shelterrockmanagement.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • HNWI63.28%
  • Corporations / Businesses26.2%
  • Individuals8.91%
  • Pension & Profit Sharing Plans1.6%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Shelter Rock Management, LLC is an independent registered investment adviser organized as an LLC and operating since its SEC registration in 2013. The firm is owned by an individual and charges clients fees based on a percentage of assets under management. Client segments include individuals and families as well as some institutional relationships. Its advisory services center on financial planning and discretionary portfolio management for individuals and small businesses. Shelter Rock does not position itself as a capital allocator or pension consultant, and it does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 65%, Investment Grade Corp Bonds 14%, Non-Investment Grade Corp Bonds 10%, US Government Bonds 8%, Cash & Cash Equivalents 3%65%
  • Exchange Traded Equities65%
  • Investment Grade Corp Bonds14%
  • Non-Investment Grade Corp Bonds10%
  • US Government Bonds8%
  • Cash & Cash Equivalents3%

Owners & executives

1 of 1
  • Sean Chaitman

    Sean Chaitman

    President, Chief Investment OfficerCRD 2499707

Contacts

3 of 3
  • Daniel Hickey

    Daniel Hickey

    Vice PresidentCRD 2076001

  • Gregory Zoraian

    Gregory Zoraian

    PartnerCRD 3239798

  • Andrew Frank

    Andrew Frank

    Executive Vice PresidentCRD 2199115

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 10

Active vs passive

$16.7M in ETFs

Passive

98%

$16.3M

Active

0%

$419K

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) INDUSTRIAL SELECT SECTOR SPDR(R) ETF (XLI)State StreetPassiveIndustrials$4.6M24,94427.59%
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Location

Primary office

Jericho, NY

Nassau

Location

Jericho, NY

Headquartered in Jericho, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Nassau
Address
375 N Broadway
Time zone
ET (UTC-5)
Office locations

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