Shelter Rock Management, LLC

RIASEC Registered
Total AUM
$232M
Discretionary
$171M
74% of AUM
Avg account
$811K
Accounts
286
Employees
6
Advisory reps
4

Firm details

Headquarters
Jericho, New York
CRD number
142739
Registered since
February 19, 2013
Website
shelterrockmanagement.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • HNWI63.28%
  • Corporations / Businesses26.2%
  • Individuals8.91%
  • Pension & Profit Sharing Plans1.6%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Shelter Rock Management, LLC is an independent, SEC-registered registered investment adviser (registration date: 2013) organized as an LLC with individual ownership. The firm serves both individual & family clients and institutional investors and bills on a percentage-of-AUM basis. Its advisory work centers on financial planning and discretionary portfolio management for individuals and small businesses. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 65%, Investment Grade Corp Bonds 14%, Non-Investment Grade Corp Bonds 10%, US Government Bonds 8%, Cash & Cash Equivalents 3%65%
  • Exchange Traded Equities65%
  • Investment Grade Corp Bonds14%
  • Non-Investment Grade Corp Bonds10%
  • US Government Bonds8%
  • Cash & Cash Equivalents3%

Owners & executives

1 of 1
  • Sean Chaitman

    Sean Chaitman

    President, Chief Investment OfficerCRD 2499707

Contacts

3 of 3
  • Gregory Zoraian

    Gregory Zoraian

    PartnerCRD 3239798

  • Andrew Frank

    Andrew Frank

    Executive Vice PresidentCRD 2199115

  • Daniel Hickey

    Daniel Hickey

    Vice PresidentCRD 2076001

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 12

Active vs passive

$30.9M in ETFs

Passive

99%

$30.5M

Active

0%

$433K

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) INDUSTRIAL SELECT SECTOR SPDR(R) ETF (XLI)State StreetPassiveIndustrials$7.4M43,83923.94%
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Location

Primary office

Jericho, NY

Nassau

Location

Jericho, NY

Headquartered in Jericho, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Nassau
Address
375 N Broadway
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth