Shapiro Capital Management LLC

RIASEC RegisteredEst. 1989
Total AUM
$2B
Discretionary
$2B
100% of AUM
Avg account
$5M
Accounts
394
Employees
10
Advisory reps
7

Firm details

Headquarters
Atlanta, Georgia
CRD number
105581
Registered since
April 21, 1989
Custodians
GOLDMAN SACHS & CO. LLC, CHARLES SCHWAB & CO., INC., THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM
Client types
  • HNWI31.45%
  • Corporations / Businesses23.2%
  • Charitable Organizations19.36%
  • State / Municipal Government14.47%
  • Pension & Profit Sharing Plans6.69%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Shapiro Capital Management LLC is an SEC-registered investment adviser organized as an LLC and active since 1989. The firm manages portfolios for individuals and families as well as institutional and corporate clients, operating under a percentage-of-AUM fee model. Its core advisory services center on portfolio management across private clients, investment companies, and business or institutional accounts. The firm is not positioned as a capital allocator to third-party managers; rather, it appears to manage client assets directly. The firm maintains industry ties beyond pure advisory work, including affiliations with broker-dealers and roles as sponsor, general partner or managing member of pooled investment vehicles, and activity as a commodity pool operator/CTA in some capacity. Shapiro Capital reports that it is not an active ESG investor and does not present itself as a multi-state adviser or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 96%, Cash & Cash Equivalents 3%, Private Funds 1%96%
  • Exchange Traded Equities96%
  • Cash & Cash Equivalents3%
  • Private Funds1%

Owners & executives

3 of 3
  • Christina Sears

    Christina Sears

    Vice President, Chief Compliance OfficerCRD 2708589

  • Louis Shapiro

    President and Chief Financial OfficerCRD 1889349

  • Rebecca Harris

    Rebecca Harris

    Chief Operating OfficerCRD 5255524

Contacts

3 of 4
  • Harry Shapiro

    Director of ResearchCRD 2018483

  • Jonathan Hunter

    Jonathan Hunter

    Research AnalystCRD 5940604

  • Michael Mccarthy

    Director of ResearchCRD 2416880

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 5

Active vs passive

$23.3M in ETFs

Passive

100%

$23.3M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES RUSSELL 2000 VALUE ETF (IWN)BlackRockPassiveSmall Value$12.7M57,20054.36%

Location

Primary office

Atlanta, GA

Fulton

Location

Atlanta, GA

Headquartered in Atlanta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.

Metro area
Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
Region
South
County
Fulton
Address
3060 Peachtree Rd Nw
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth