Shapiro Capital Management LLC
Firm details
- Headquarters
- Atlanta, Georgia
- CRD number
- 105581
- Registered since
- April 21, 1989
- Website
- www.shapirocapital.com
- Custodians
- GOLDMAN SACHS & CO. LLC, CHARLES SCHWAB & CO., INC., THE BANK OF NEW YORK MELLON
- Fee structure
- Percentage of AUM
- Client types
- HNWI31.45%
- Corporations / Businesses23.2%
- Charitable Organizations19.36%
- State / Municipal Government14.47%
- Pension & Profit Sharing Plans6.69%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Shapiro Capital Management LLC is a privately held institutional RIA that provides discretionary portfolio management for individuals, small businesses, investment companies and other institutions. The firm is registered with the SEC (registered in 1989) and operates as a limited liability company owned by domestic individuals. Its business model is fee-based, charging a percentage of assets under management. The adviser is not positioned as a capital allocator, is not marketed as an ESG investor, and does not identify as a multistate or newly formed adviser. Regulatory and industry affiliations reported include broker-dealer activity, other investment adviser roles, CPO/CTA functions, and acting as sponsor or general partner of pooled investment vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities96%
- Cash & Cash Equivalents3%
- Private Funds1%
Owners & executives
3 of 3
Christina Sears
Vice President, Chief Compliance OfficerCRD 2708589
Louis Shapiro
President and Chief Financial OfficerCRD 1889349
Rebecca Harris
Chief Operating OfficerCRD 5255524
Contacts
3 of 4Michael Mccarthy
Director of ResearchCRD 2416880
Harry Shapiro
Director of ResearchCRD 2018483
Gregory Stumm
Senior Vice PresidentCRD 4730753
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 5Active vs passive
$23.3M in ETFs
100%
$23.3M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES RUSSELL 2000 VALUE ETF (IWN) | BlackRock | Passive | Small Value | $12.7M | 57,200 | 54.36% |
Location
Atlanta, GA
Fulton
Location
Atlanta, GA
Headquartered in Atlanta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.
- Metro area
- Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
- Region
- South
- County
- Fulton
- Address
- 3060 Peachtree Rd Nw
- Time zone
- ET (UTC-5)
- Office locations
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