Shapiro Capital Management LLC
Firm details
- Headquarters
- Atlanta, Georgia
- CRD number
- 105581
- Registered since
- April 21, 1989
- Website
- www.shapirocapital.com
- Custodians
- GOLDMAN SACHS & CO. LLC, CHARLES SCHWAB & CO., INC., THE BANK OF NEW YORK MELLON
- Fee structure
- Percentage of AUM
- Client types
- HNWI31.45%
- Corporations / Businesses23.2%
- Charitable Organizations19.36%
- State / Municipal Government14.47%
- Pension & Profit Sharing Plans6.69%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Shapiro Capital Management LLC is an SEC-registered investment adviser organized as an LLC and active since 1989. The firm manages portfolios for individuals and families as well as institutional and corporate clients, operating under a percentage-of-AUM fee model. Its core advisory services center on portfolio management across private clients, investment companies, and business or institutional accounts. The firm is not positioned as a capital allocator to third-party managers; rather, it appears to manage client assets directly. The firm maintains industry ties beyond pure advisory work, including affiliations with broker-dealers and roles as sponsor, general partner or managing member of pooled investment vehicles, and activity as a commodity pool operator/CTA in some capacity. Shapiro Capital reports that it is not an active ESG investor and does not present itself as a multi-state adviser or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities96%
- Cash & Cash Equivalents3%
- Private Funds1%
Owners & executives
3 of 3
Christina Sears
Vice President, Chief Compliance OfficerCRD 2708589
Louis Shapiro
President and Chief Financial OfficerCRD 1889349

Rebecca Harris
Chief Operating OfficerCRD 5255524
Contacts
3 of 4Harry Shapiro
Director of ResearchCRD 2018483

Jonathan Hunter
Research AnalystCRD 5940604
Michael Mccarthy
Director of ResearchCRD 2416880
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 5Active vs passive
$23.3M in ETFs
100%
$23.3M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES RUSSELL 2000 VALUE ETF (IWN) | BlackRock | Passive | Small Value | $12.7M | 57,200 | 54.36% |
Location
Atlanta, GA
Fulton
Location
Atlanta, GA
Headquartered in Atlanta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.
- Metro area
- Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
- Region
- South
- County
- Fulton
- Address
- 3060 Peachtree Rd Nw
- Time zone
- ET (UTC-5)
- Office locations
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