SHAPIRO CAPITAL MANAGEMENT LLC
Firm details
- Headquarters
- Atlanta, Georgia
- CRD number
- 105581
- Registered since
- April 21, 1989
- Website
- www.shapirocapital.com
- Custodians
- GOLDMAN SACHS & CO. LLC, CHARLES SCHWAB & CO., INC., THE BANK OF NEW YORK MELLON
- Fee structure
- Percentage of AUM
- Client types
- HNWI31.45%
- Corporations / Businesses23.2%
- Charitable Organizations19.36%
- State / Municipal Government14.47%
- Pension & Profit Sharing Plans6.69%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Shapiro Capital Management LLC is an SEC-registered investment adviser (registered in 1989) organized as an LLC. The firm manages portfolios for individual and family clients as well as institutional and business clients, charging fees as a percentage of assets under management. Its advisory services include portfolio management for individuals and small businesses, management of investment companies, and portfolio management for businesses or institutions. The firm is not positioned as an ESG-focused manager, does not identify as a multi-state adviser, and is not listed as a pension consultant or related adviser in the provided data. The firm also reports activity beyond pure advisory work: regulatory filings indicate affiliations that include broker-dealer activity, roles as a sponsor, general partner or managing member of pooled investment vehicles, and activity as a CPO/CTA or other investment adviser in certain capacities. This suggests the firm can participate in or sponsor pooled vehicles, in addition to managing discretionary client portfolios.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities96%
- Cash & Cash Equivalents3%
- Private Funds1%
Owners & executives
3 of 3CHRISTINA SEARS
Vice President, Chief Compliance OfficerCRD 2708589
LOUIS SHAPIRO
President and Chief Financial OfficerCRD 1889349
Rebecca Harris
Chief Operating OfficerCRD 5255524
Contacts
3 of 4HARRY SHAPIRO
Director of ResearchCRD 2018483
JONATHAN HUNTER
Research AnalystCRD 5940604
MICHAEL MCCARTHY
Director of ResearchCRD 2416880
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 5Active vs passive
$24.8M in ETFs
100%
$24.8M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES RUSSELL 2000 VALUE ETF (IWN) | BlackRock | Passive | Small Value | $11.9M | 62,635 | 47.84% |
Location
Atlanta, GA
FULTON
Location
Atlanta, GA
Headquartered in Atlanta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.
- Metro area
- Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
- Region
- South
- County
- FULTON
- Address
- 3060 Peachtree Rd NW
- Time zone
- ET (UTC-5)
- Office locations
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