SHANGBAY CAPITAL MANAGEMENT COMPANY, LLC

Exempt Reporting AdvisorFINRA MemberEst. 2021
Total AUM
Accounts
0
Advisory reps
1
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
PALO ALTO, California
CRD number
312767
Registered since
February 22, 2021

Firm profile

FINTRX

Overview

Shangbay Capital Management Company, LLC is an SEC-registered limited liability company that began its registration in 2021. The firm is owned by an individual and is classified in the available data as unclassified. It does not appear to position itself as a capital allocator, a multi-state adviser, or an active ESG investor based on the snapshot information provided. The firm’s public profile and activity indicate a focus on managing pooled private funds rather than operating as a traditional retail advisory practice.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

1 of 1
  • William Dai

    Founding & Managing PartnerCRD 7340985

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

PALO ALTO, CA

SANTA CLARA

Location

PALO ALTO, CA

Headquartered in PALO ALTO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SANTA CLARA
Address
789 University Ave
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth