SHAKER INVESTMENTS
Firm details
- Headquarters
- BEACHWOOD, Ohio
- CRD number
- 119135
- Registered since
- January 1, 2002
- Website
- www.shakerinvest.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- HNWI40.73%
- Pooled Investment Vehicles39.63%
- Individuals10.01%
- Corporations / Businesses8.19%
- Charitable Organizations0.72%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Shaker Investments is an SEC-registered independent RIA structured as an LLC and in operation since 2002. The firm serves both individual and family clients as well as institutional accounts, offering financial planning and discretionary portfolio management across individuals, small businesses, pooled vehicles, and institutional clients. Its compensation mix includes a percentage-of-AUM fee and the use of performance-based fees for certain mandates. The firm also acts as sponsor/GP and managing member of pooled investment vehicles. Shaker is not positioned as an ESG-focused or multi-state adviser, and it does not identify as a capital allocator. The firm operates with an owner-type classified as an individual and maintains a relatively focused business model combining advisory services with fund-level sponsorship.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities93%
- Public Funds/Mutual Funds4%
- Cash & Cash Equivalents4%
Owners & executives
3 of 3Kathleen Wick
Chief Compliance OfficerCRD 7716305
BRANDON HEMMELGARN
Co-Chief Investment OfficerCRD 5678019
EDWARD HEMMELGARN
President and Co-Chief Investment OfficerCRD 2736581
Contacts
3 of 5CHRIS HEMMELGARN
Portfolio Manager and Research AnalystCRD 5414204
JANICE HAMMOND
SecretaryCRD 6762450
SASHA KOSTADINOV
Portfolio Manager, Research AnalystCRD 2634525
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 28Active vs passive
$48.3M in ETFs
93%
$44.7M
0%
$3.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) S&P(R) BIOTECH ETF (XBI) | State Street | Passive | Health | $4.9M | 38,464 | 10.16% |
Location
BEACHWOOD, OH
CUYAHOGA
Location
BEACHWOOD, OH
Headquartered in BEACHWOOD, OH, anchoring the Cleveland-Akron-Canton, OH metro in the Midwest.
- Metro area
- Cleveland-Akron-Canton, OH
- Region
- Midwest
- County
- CUYAHOGA
- Address
- 3201 Enterprise Pkwy
- Time zone
- ET (UTC-5)
- Office locations
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