Shaker Investments

RIASEC Registered

Total AUM

$259M

Discretionary

$259M

100% of AUM

Avg account

$914K

Accounts

283

Employees

Advisory reps

Firm details

Headquarters: Beachwood, Ohio
CRD number: 119135
Registered since: January 1, 2002
Website: www.shakerinvest.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Performance Based Fees
Client types: HNWI40.73%
Pooled Investment Vehicles39.63%
Individuals10.01%
Corporations / Businesses8.19%
Charitable Organizations0.72%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Shaker Investments is an independent advisory firm organized as a limited liability company and registered with the SEC in 2002. The firm is privately owned by an individual and serves both high-net-worth individuals and families as well as institutional clients. Its advisory offerings include financial planning and portfolio management across individual, business, institutional and pooled-investment vehicle mandates. Fee arrangements combine a percentage-of-assets model with performance-based fees. Shaker Investments is not an active ESG investor and records indicate it acts as sponsor, general partner and managing member for pooled investment vehicles it oversees.