SGL Investment Advisors, Inc.

RIASEC Registered
Total AUM
$440M
Discretionary
$440M
100% of AUM
Avg account
$287K
Accounts
1,533
Employees
7
Advisory reps
20

Firm details

Headquarters
Missoula, Montana
CRD number
145167
Registered since
October 14, 2014
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI47.1%
  • Individuals41.19%
  • Charitable Organizations6.48%
  • Corporations / Businesses4.32%
  • State / Municipal Government0.88%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

SGL Investment Advisors, Inc. is a corporation that provides portfolio management for individuals, small businesses, and some institutional clients. The firm is registered with the SEC (registered in 2014) and charges clients on a percentage-of-AUM basis. It maintains broker-dealer and insurance broker activities alongside its advisory business, which supports its ability to combine brokerage, insurance and advisory solutions for client needs. SGL reports being an active ESG investor and appears to incorporate ESG considerations into its investment process.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 59%, Investment Grade Corp Bonds 20%, State & Local Bonds 8%, Non-Investment Grade Corp Bonds 7%, Cash & Cash Equivalents 5%, US Government Bonds 1%59%
  • Exchange Traded Equities59%
  • Investment Grade Corp Bonds20%
  • State & Local Bonds8%
  • Non-Investment Grade Corp Bonds7%
  • Cash & Cash Equivalents5%

Owners & executives

3 of 4
  • Darla Felix

    Darla Felix

    Chief Financial Officer and Human Resources ManagerCRD 5874509

  • Robbyn Richardson

    Robbyn Richardson

    Chief Investment OfficerCRD 5080105

  • Joshua Denney

    Joshua Denney

    Chief Technology OfficerCRD 5492542

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Contacts

3 of 16
  • Joshua Eder

    Joshua Eder

    Financial AdvisorCRD 5104561

  • Donald Gaumer

    Donald Gaumer

    Registered RepresentativeCRD 5270645

  • Andrew Harris

    Andrew Harris

    Research AssociateCRD 7228229

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Missoula, MT

Missoula

Location

Missoula, MT

Headquartered in Missoula, MT, in the West of the United States.

Region
West
County
Missoula
Address
283 W Front St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth