SG Financial Group, LLC
Firm details
- Headquarters
- ,
- CRD number
- 324737
- Website
- www.sg-financialgroup.com
- Custodians
- CHARLES SCHWAB & CO., INC., BETTERMENT, FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Individuals99.78%
- Pension & Profit Sharing Plans0.22%
- Services
- Portfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
SG Financial Group, LLC is a small, privately held limited liability company that operates as a non‑independent retail registered investment adviser. The firm reports acting as a capital allocator and serves both individual/family and institutional clients. Its advisory work centers on portfolio management for individuals and small businesses and on selecting other investment advisers or external managers on clients’ behalf. Compensation comes via a mix of AUM‑based fees and fixed fees. The firm does not identify as an active ESG investor and is not a multistate or newly formed adviser. An industry affiliation with a law firm is noted.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds100%
Owners & executives
1 of 1Seth Gutierrez
Managing Member And Chief Compliance OfficerCRD 7682405
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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