SFM, LLC
Firm details
- Headquarters
- MANCHESTER, New Hampshire
- CRD number
- 116564
- Registered since
- April 7, 2014
- Website
- www.sfmllc.net
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI85.08%
- Individuals12.65%
- Pension & Profit Sharing Plans2.18%
- Corporations / Businesses0.09%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Sfm, LLC is an independent registered investment adviser that has been SEC-registered since 2014 and is owned by an individual. The firm serves both individual & family clients and institutional accounts, and its advisory scope centers on financial planning and portfolio management for individuals and small businesses. Fee arrangements include a percentage-of-AUM component as well as hourly and fixed-fee engagements. Sfm is not positioned as a capital allocator, does not identify as an active ESG investor, and does not list pension consulting or related-adviser activity.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities35%
- Public Funds/Mutual Funds33%
- US Government Bonds9%
- Private Funds9%
- Investment Grade Corp Bonds5%
Owners & executives
1 of 1CHRISTOPHER JUNE
PARTNER, CHIEF INVESTMENT OFFICER/ WEALTH ADVISORCRD 6023112
Contacts
3 of 3GLENN SWEENEY
Founding Partner & Wealth AdvisorCRD 3073912
Samuel Graham
Wealth AdvisorCRD 7882589
DAVID SNYDER
Partner, Wealth AdvisorCRD 6486383
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 36Active vs passive
$115M in ETFs
95%
$109M
3%
$5.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $36.2M | 60,500 | 31.51% |
Location
MANCHESTER, NH
HILLSBOROUGH
Location
MANCHESTER, NH
Headquartered in MANCHESTER, NH, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- HILLSBOROUGH
- Address
- 575 Front St
- Time zone
- ET (UTC-5)
- Office locations
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