SFM FINANCIAL ADVISORS LLC

Overview

SFM Financial Advisors LLC is an independent registered investment adviser that concentrates on serving individual and family clients with a small, high-touch client roster. The firm’s portfolio posture is equity-first: the dominant portion of client assets is held in exchange-traded equities and ETFs, and the firm favors liquid, tradable instruments for core allocations. Advisory activity centers on financial planning, portfolio management for individuals and small businesses, and educational seminars or workshops, with fee arrangements that include percentage-of-AUM, hourly, and fixed-fee engagements. All client relationships appear to be managed on a non-discretionary basis, meaning the firm provides investment advice and model recommendations but clients retain trading authority. The adviser is not positioned as an ESG investor and does not operate as a multi-state or pension consultant. Given the owner structure (individual ownership) and the small client base, the firm operates like a boutique RIA delivering personalized planning and portfolio advice rather than as a large institutional allocator.

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Public Holdings

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Location & Offices