Serone Capital Management LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 338114
- Registered since
- January 2, 2026
- Fee structure
- Fixed Fees
- Client types
- Pooled Investment Vehicles100%
- Services
- Portfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Serone Capital Management LLC is an institutional registered investment adviser organized as an LLC and listed as SEC-registered in 2026. Ownership is reported as a mix of a foreign entity and an individual. The firm serves institutional clients and focuses its advisory work on managing pooled investment vehicles. It charges fixed fees rather than asset-based or performance fees. Regulatory and business filings indicate Serone acts in multiple sponsor/manager roles for funds — including activity as an adviser, CPO/CTA, and sponsor or general partner of pooled vehicles — rather than functioning as a broad capital allocator. The firm is not flagged as an active ESG investor and is not registered as a multi-state adviser.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Sergey Likhosherstov
General Counsel & Chief Compliance OfficerCRD 7695239

Adrian King
Chief Operating OfficerCRD 6447698
Contacts
1 of 1Brent Hayes
Head of North AmericaCRD 8197051
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 444 Madison Ave
- Time zone
- ET (UTC-5)
- Office locations
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