SERA GLOBAL SECURITIES US LLC

Broker-DealerFINRA MemberEst. 2017
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
ALPHARETTA, Georgia
CRD number
283339
Registered since
February 7, 2017

Firm profile

FINTRX

Overview

Sera Global Securities US LLC is organized as a limited liability company and is classified as an investment bank. The firm is SEC-registered (initial registration recorded in 2017) and listed in source data as owned by a domestic entity/individual. The snapshot indicates the firm does not operate as a capital allocator and is not identified as an active ESG investor or a multi-state investment adviser. Public materials supplied for this profile include minimal detail about the firm’s business lines, client base, fee arrangements or advisory activities. The firm’s stated classification and the lack of reported advisory attributes suggest its primary role is transactional or banking-related rather than acting as a traditional asset manager.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • SARAH WESTBROOK

    Chief Compliance OfficerCRD 4751500

Contacts

2 of 2
  • Angela Fiala

    FinOpCRD 5163386

  • Kyle Weeks

    Registered RepresentativeCRD 3266819

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

ALPHARETTA, GA

FULTON

Location

ALPHARETTA, GA

Headquartered in ALPHARETTA, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.

Metro area
Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
Region
South
County
FULTON
Address
6250 Shiloh Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth