Sera Global Securities US LLC

Broker-DealerFINRA MemberEst. 2017
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Alpharetta, Georgia
CRD number
283339
Registered since
February 7, 2017

Firm profile

FINTRX

Overview

Sera Global Securities US LLC is organized as a limited liability company and has been SEC-registered since 2017. The firm is classified as an investment bank rather than a traditional registered investment adviser or capital allocator. Ownership is listed as a combination of a domestic entity and an individual. Available disclosures indicate the firm does not operate as a capital allocator, does not identify as an active ESG investor, is not a pension consultant, and is not flagged as a multi-state or related adviser. Those attributes align with a business model focused on investment-banking or broker-dealer activities rather than discretionary portfolio management or advisory services.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Sarah Westbrook

    Sarah Westbrook

    Chief Compliance OfficerCRD 4751500

Contacts

2 of 2
  • Angela Fiala

    FinOpCRD 5163386

  • Kyle Weeks

    Kyle Weeks

    Registered RepresentativeCRD 3266819

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Alpharetta, GA

Fulton

Location

Alpharetta, GA

Headquartered in Alpharetta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.

Metro area
Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
Region
South
County
Fulton
Address
6250 Shiloh Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth