Sera Global Securities US LLC

Broker-DealerFINRA MemberEst. 2017
Total AUM
—
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Alpharetta, Georgia
CRD number
283339
Registered since
February 7, 2017

Firm profile

FINTRX

Overview

Sera Global Securities US LLC is a limited liability company that has been SEC-registered since 2017 and is classified as an investment bank. The firm is structured under domestic ownership (entity and individual) and is not positioned as a capital allocator or traditional registered investment adviser. According to regulatory classifications, it is not a multi-state adviser, is not identified as an active ESG investor, and does not serve in a pension consultant capacity.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Sarah Westbrook

    Sarah Westbrook

    Chief Compliance OfficerCRD 4751500

Contacts

2 of 2
  • Kyle Weeks

    Kyle Weeks

    Registered RepresentativeCRD 3266819

  • Angela Fiala

    FinOpCRD 5163386

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Alpharetta, GA

Fulton

Location

Alpharetta, GA

Headquartered in Alpharetta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.

Metro area
Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
Region
South
County
Fulton
Address
6250 Shiloh Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth