Sera Global Securities US LLC

Overview

Sera Global Securities US LLC is organized as a limited liability company and is recorded in FINTRX as an SEC-registered entity since 2017. The platform classifies the firm as an investment bank and lists ownership as a combination of a domestic entity and an individual. FINTRX indicates the firm is not a capital allocator and does not identify Sera Global Securities US LLC as an active ESG investor, a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. FINTRX does not populate fields for the firm’s client base, fee structure, business activities, or advisory activities, so public-facing detail about how the firm sources revenue or how it engages clients is limited. The investment-bank classification implies the firm’s primary activities are likely centered on capital-markets or intermediary services rather than traditional discretionary wealth management, but FINTRX does not provide product-level or mandate-level disclosure.

Location & Offices