SEQUOIA WEALTH MANAGEMENT, LLC

RIASEC RegisteredEst. 2014

Total AUM

$600M

Discretionary

$227M

38% of AUM

Avg account

$207K

Accounts

2,892

Employees

Advisory reps

Firm details

Headquarters: Barrington, Illinois
CRD number: 170543
Registered since: October 1, 2014
Website: www.sequoiawa.com
Custodians: ASSETMARK TRUST CO., LPL FINANCIAL LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals69.78%
HNWI30.22%
Services: Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Sequoia Wealth Management, LLC is an independent registered investment adviser formed as an LLC and operating as a hybrid advisory/brokerage business. The firm provides financial planning, portfolio management for individuals and small businesses, and educational seminars, and also operates as a registered representative of a broker-dealer and as an insurance broker. Sequoia generally serves individual and family clients and charges a mix of percentage-of-AUM, hourly, and fixed fees. Investment activity centers on traditional public funds and mutual funds as the primary building blocks for client portfolios, supplemented by separate managed accounts and select third-party alternative managers. The firm does not position itself as a dedicated capital allocator and does not identify as an active ESG investor. Its advisory scope is focused on retail and family clients rather than institutional pension consulting or multi-adviser arrangements.