Sequence Analytix, LLC

RIASEC Registered
Total AUM
$36.6M
Discretionary
$36.6M
100% of AUM
Avg account
$482K
Accounts
76
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
299581
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI65.62%
  • Individuals34.38%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Sequence Analytix, LLC is a privately held limited liability company that provides fee-based portfolio management primarily to individual and family clients and small businesses. The firm charges a percentage-of-AUM advisory fee and lists portfolio management for individuals/small businesses as its core advisory activity. Its owner type is an individual and the firm is not positioned as a capital allocator, pension consultant, multi-state adviser, or ESG-focused manager according to the filing.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 62%, Exchange Traded Equities 26%, Cash & Cash Equivalents 12%62%
  • Public Funds/Mutual Funds62%
  • Exchange Traded Equities26%
  • Cash & Cash Equivalents12%

Contacts

1 of 1
  • Terry Rau

    Managing MemberCRD 707796

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth