Sendero Securities, LLC

Broker-DealerFINRA MemberEst. 2008
Total AUM
Advisory reps
14
Avg account
$0

Firm details

Headquarters
San Antonio, Texas
CRD number
146627
Registered since
June 4, 2008

Firm profile

FINTRX

Overview

Sendero Securities, LLC is organized as a limited liability company and has been registered with the SEC since 2008. FINTRX classifies the owner type as Domestic Entity | Individual and lists the firm as "Unclassified" for the broader firm categorization. The snapshot flags the firm as not acting as a capital allocator. Public disclosures available to FINTRX are sparse. The firm is not identified as an active ESG investor, is not flagged as a multi-state adviser, and is not marked as a pension consultant, related adviser, or a newly formed adviser. Details about its investment strategy, target client segments, fee schedule, and specific advisory or business activities were not provided in the dataset.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Mary Johnson

    Mary Johnson

    CoordinatorCRD 2753946

Contacts

3 of 13
  • Frederick Middleton

    Frederick Middleton

    Chairman EmeritusCRD 333839

  • Thomas Yager

    Thomas Yager

    Investment AdvisorCRD 6090864

  • Ariel Palomo

    Ariel Palomo

    Senior Client Relationship SpecialistCRD 4900968

Unlock 10 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Antonio, TX

Bexar

Location

San Antonio, TX

Headquartered in San Antonio, TX, anchoring the San Antonio-New Braunfels-Pearsall, TX metro in the South.

Metro area
San Antonio-New Braunfels-Pearsall, TX
Region
South
County
Bexar
Address
250 W Nottingham Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth