SEELAUS ASSET MANAGEMENT, LLC
Firm details
- Headquarters
- CHATHAM, New Jersey
- CRD number
- 149582
- Registered since
- February 15, 2013
- Website
- www.rseelaus.com
- Custodians
- U.S. BANCORP INVESTMENTS, INC., THE BANK OF NEW YORK MELLON, PERSHING LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
- Client types
- Corporations / Businesses60.14%
- Other Investment Advisers16.66%
- HNWI12.06%
- Pooled Investment Vehicles8.08%
- Individuals2.6%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Seelaus Asset Management, LLC is an SEC-registered investment adviser organized as an LLC and active since 2013. The firm serves both individual and institutional clients and provides financial planning alongside portfolio management for individuals, small businesses, pooled vehicles, and institutional accounts. Its business model combines advisory services with broker-dealer and insurance-company affiliations, and the firm acts as sponsor/GP/managing member of pooled investment vehicles it manages. Fees are charged through a mix of percentage-of-AUM, hourly, fixed, and performance-based arrangements. Seelaus is not positioned as an ESG investor and does not present itself as a pension consultant or a dedicated capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Investment Grade Corp Bonds50%
- Other18%
- State & Local Bonds13%
- Exchange Traded Equities10%
- US Government Bonds5%
Owners & executives
3 of 7Andrew Khatri
Chief Investment OfficerCRD 4533691
BENJAMIN SEELAUS
Chief Operating OfficerCRD 4621898
ANNELIESE MITNICK
CEO and Managing DirectorCRD 4862821
Contacts
3 of 14ROBERT MITNICK
Investment AdvisorCRD 1865303
James Daly
Associate Portfolio ManagerCRD 6338973
ANDREW LAPONE
Municipal Bond SalesCRD 5623650
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 55Active vs passive
$35.8M in ETFs
93%
$33.2M
6%
$2.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $7.3M | 11,389 | 20.40% |
Location
CHATHAM, NJ
MORRIS
Location
CHATHAM, NJ
Headquartered in CHATHAM, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- MORRIS
- Address
- 26 Main St
- Time zone
- ET (UTC-5)
- Office locations
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