Seelaus Asset Management, LLC

RIASEC Registered

Total AUM

$1.7B

Discretionary

$1.7B

100% of AUM

Avg account

$3.4M

Accounts

502

Employees

29

Advisory reps

21

Firm details

Headquarters: Chatham, New Jersey
CRD number: 149582
Registered since: February 15, 2013
Website: www.rseelaus.com
Custodians: U.S. BANCORP INVESTMENTS, INC., THE BANK OF NEW YORK MELLON, PERSHING LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types: Corporations / Businesses60.14%
Other Investment Advisers16.66%
HNWI12.06%
Pooled Investment Vehicles8.08%
Individuals2.6%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Seelaus Asset Management, LLC is an SEC-registered institutional registered investment adviser (registered in 2013) organized as an LLC. The firm provides financial planning and portfolio management across individual and institutional clients, managing discretionary and pooled investment vehicles and acting as an adviser to private pooled funds. Fee arrangements include percentage-of-AUM, hourly and fixed fees, and performance-based fees. Seelaus has industry linkages into brokerage and insurance channels and serves as a sponsor/GP/managing member of pooled investment vehicles. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Investment Grade Corp Bonds50%
Other18%
State & Local Bonds13%
Exchange Traded Equities10%
US Government Bonds5%

Owners & executives

3 of 7

Karolina Pajdak
Chief Compliance OfficerCRD 4491899
Benjamin Seelaus
Chief Operating OfficerCRD 4621898
Kenneth Klein
CEOCRD 1775678

Unlock 4 more executives →

Contacts

3 of 14

James Daly
Associate Portfolio ManagerCRD 6338973
Mary Parker
Financial AdvisorCRD 837964
David Mangone
Portfolio ManagerCRD 4590009

Unlock 11 more contacts →

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 54

Active vs passive

$38.1M in ETFs

Passive

92%

$35M

Active

5%

$3M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
SPDR S&P 500 ETF TRUST (SPY)	State Street	Passive	Large Blend	$8.3M	11,053	21.77%

Unlock additional holdings →

Primary office

Chatham, NJ

Morris

Location

Chatham, NJ

Headquartered in Chatham, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: Morris
Address: 26 Main St
Time zone: ET (UTC-5)
Office locations

Similar firms

Twin Oaks Partners

Chatham, NJ

AUM $1.2BTEAM 3REPS 3

Chatham Wealth Management

Chatham, NJ

AUM $643MTEAM 6REPS 4

Selkirk Management, LLC

Chatham, NJ

AUM $443MTEAM 4REPS 4

Chatham Asset Management, LLC

Chatham, NJ

AUM $8.3BTEAM 37REPS 5

Glacier Peak Capital Management, LLC

Chatham, NJ

AUM $9.9BTEAM 5REPS 3

United Success Wealth Management

Chatham, NJ

AUM $77.5MTEAM 4REPS 2

More RIAs in Chatham →All New Jersey RIAs →