Security Capital Research & Management Incorporated

RIASEC Registered

Total AUM

$3.3B

Discretionary

$3.3B

100% of AUM

Avg account

$35.9M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Chicago, Illinois
CRD number: 106201
Registered since: February 10, 1997
Custodians: STATE STREET BANK AND TRUST COMPANY, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles35.2%
Corporations / Businesses23.76%
Investment Companies16.57%
State / Municipal Government14.93%
Charitable Organizations4.05%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Security Capital Research & Management Incorporated is a corporation operating as an institutional registered investment adviser. The firm is SEC-registered (initial registration in 1997) and serves both individual and family clients as well as institutional clients. Its advisory scope includes portfolio management for individuals and small businesses, management for investment companies and institutional/business accounts, and pension consulting services. Compensation is primarily a percentage of assets under management, and the firm also collects performance-based fees on applicable mandates. The firm reports being an active ESG investor and maintains a mix of affiliations across broker-dealer, trust, banking, and pensions-related activities.