SECOR INVESTMENT MANAGEMENT, LP
Firm details
- Headquarters
- New York, New York
- CRD number
- 155919
- Registered since
- January 11, 2011
- Website
- www.secor-am.com
- Custodians
- THE BANK OF NEW YORK MELLON
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees, Other
- Client types
- Pension & Profit Sharing Plans60.97%
- Pooled Investment Vehicles38.36%
- Charitable Organizations0.68%
- Services
- Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Secor Investment Management, LP is a limited partnership that acts as a capital allocator for institutional clients. The firm operates as a portfolio manager for pooled investment vehicles and for businesses or institutions, and it also selects and oversees other advisers. Its regulatory profile includes activities typical of CPO/CTA firms, which suggests experience with pooled commodity or derivative strategies in addition to traditional asset management. Fee arrangements include percentage-of-AUM, fixed fees and performance-based fees, indicating the firm can structure compensation around both asset management and incentive-based outcomes. Investment behavior points to a conservative, liquidity-aware posture at the managed-account level: a large portion of reported SMA assets sits in cash and cash equivalents. At the same time, the firm uses third-party alternative managers—specifically hedge funds and real estate strategies—so it blends internal allocation and manager selection with external active management. The client base is institutional and concentrated, which generally favors bespoke mandate design, customized reporting and limited-client servicing rather than retail scale distribution.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Cash & Cash Equivalents92%
- Derivatives7%
- Public Funds/Mutual Funds1%
Owners & executives
1 of 1TONY DUEN-LI KAO
Managing Principal and Chief Investment OfficerCRD 5705474
Contacts
3 of 3DAWN DRAKEFORD
Director of FinanceCRD 7889161
MATT GILLIS
Head of InfrastructureCRD 7889164
PATTIE HAND
General Counsel & CCOCRD 5181558
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 1290 Avenue of the Americas
- Time zone
- ET (UTC-5)
- Office locations
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