SEASONS OF ADVICE WEALTH MANAGEMENT

RIASEC RegisteredEst. 2020

Total AUM

$1.2B

Discretionary

$1.1B

94% of AUM

Avg account

$347K

Accounts

3,504

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 310448
Registered since: October 20, 2020
Website: soawealth.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Other
Client types: HNWI86.5%
Individuals13.5%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Seasons Of Advice Wealth Management is an independent SEC-registered RIA formed in 2020 that works primarily with individual and family clients. The firm provides financial planning and portfolio management services for individuals and small businesses, and also operates as an insurance broker and seller of other financial products. Its fee arrangements include percentage-of-AUM fees, fixed fees and other fee types. The firm identifies as an active ESG investor and has been recognized in industry lists, including FA Magazine’s Top RIA Firms (2020) and Forbes’ America’s Top RIA Firms (2023) and Top RIA Firms (2024). Seasons Of Advice does not act as a capital allocator in the sense of sponsoring external funds directly, but it places client capital with third-party alternative managers and maintains broad industry relationships—spanning broker-dealers, insurance companies, accounting and law firms, sponsors/GPs of pooled vehicles and futures/commodities participants.