Seasons of Advice Wealth Management
Firm details
- Headquarters
- New York, New York
- CRD number
- 310448
- Registered since
- October 20, 2020
- Website
- soawealth.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- HNWI86.5%
- Individuals13.5%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Seasons of Advice Wealth Management is an independent registered investment adviser organized as an LLC that focuses on individual and family clients. The firm is SEC-registered (registration year 2020) and provides financial planning and portfolio management for individuals and small businesses. Its fee schedule includes asset-based fees alongside fixed and other fee arrangements. Beyond investment advice, the firm also operates as an insurance broker and engages in other financial product distribution. The firm reports an ESG investment stance and appears to incorporate environmental, social, or governance considerations into its process. Seasons of Advice does not present itself as a capital allocator; instead, it relies on external managers for alternative exposures. Public recognition includes placements on industry lists published by FA Magazine (2020) and Forbes (America’s Top RIA Firms in 2023 and again in 2024). Seasons of Advice maintains a number of industry relationships and registrations across financial services — for example, affiliations with broker-dealers, insurance firms, and entities that sponsor pooled vehicles — which supports its ability to offer both advisory and product distribution capabilities.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds65%
- Exchange Traded Equities18%
- Other7%
- Cash & Cash Equivalents6%
- US Government Bonds4%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 373Active vs passive
$603M in ETFs
92%
$554M
4%
$48.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD SMALL-CAP VALUE INDEX FUND (VBR) | Vanguard | Passive | Small Value | $69.7M | 312,605 | 11.56% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 120 W 45th St
- Time zone
- ET (UTC-5)
- Office locations
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