SEASCAPE CAPITAL MANAGEMENT,LLC

RIASEC RegisteredEst. 2014
Total AUM
$467M
Discretionary
$467M
100% of AUM
Avg account
$637K
Accounts
733
Employees
6
Advisory reps
5

Firm details

Headquarters
PORTSMOUTH, New Hampshire
CRD number
126928
Registered since
April 9, 2014
Website
www.seascape-capital.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI97.45%
  • Corporations / Businesses1.32%
  • Charitable Organizations0.85%
  • Individuals0.38%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Seascape Capital Management, LLC is an independent, SEC-registered RIA (registered in 2014) that serves individual and family clients. Structured as a limited liability company, the firm operates as a capital allocator and charges fees based on a percentage of assets under management. Its advisory services include financial planning, discretionary portfolio management for individuals and small businesses, and the selection of outside advisers. Seascape is not an active ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 61%, Public Funds/Mutual Funds 30%, Cash & Cash Equivalents 6%, State & Local Bonds 2%, Private Funds 1%61%
  • Exchange Traded Equities61%
  • Public Funds/Mutual Funds30%
  • Cash & Cash Equivalents6%
  • State & Local Bonds2%
  • Private Funds1%

Owners & executives

3 of 3

  • MONICA MCCARTHY

    CEO & Managing MemberCRD 1504307

  • ANDREW LITZERMAN

    Chief Investment OfficerCRD 5100134

  • DONALD NELSON

    Director of Operations and Chief Compliance OfficerCRD 5677260

Contacts

2 of 2

  • LAURIE BARRETT

    Director of Client SuccessCRD 5488930

  • CHRISTIAN Sullivan

    Director of Wealth PlanningCRD 6242792

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 36

Active vs passive

$189M in ETFs

Passive

29%

$53.7M

Active

67%

$135M

ETFProviderStyleCategoryValueShares% of portfolio
FIRST TRUST CORE INVESTMENT GRADE ETF (FTCB)First TrustActiveIntermediate Core Bond$29.7M1,414,78015.73%
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Location

Primary office

PORTSMOUTH, NH

ROCKINGHAM

Location

PORTSMOUTH, NH

Headquartered in PORTSMOUTH, NH, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
ROCKINGHAM
Address
99 Bow St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth