SEALY INVESTMENT SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2019
Total AUM
Advisory reps
13
Avg account
$0

Firm details

Headquarters
DALLAS, Texas
CRD number
300691
Registered since
October 15, 2019

Firm profile

FINTRX

Overview

Sealy Investment Securities, LLC is organized as a limited liability company and appears on the SEC registry with an original registration date of 2019. Public records identify the owner type as a mix of a domestic entity and an individual; the firm is recorded as "unclassified" in the snapshot data and has not been described as a capital allocator. The firm did not provide details about its advisory or business activities in the available data set. Regulatory metadata shows several negative flags by checkbox: the firm is not identified as an active ESG investor, is not a multi-state adviser, is not marked as newly formed, is not a pension consultant, and is not listed as a related adviser. Those entries, together with the lack of disclosed client or strategy details, indicate limited public footprint as an investment manager or adviser.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Phillip Meserve

    Chief Executive OfficerCRD 1455059

  • CHRISTINA Martin

    Chief Compliance OfficerCRD 6228852

  • PETER JACKSON

    President, CEOCRD 4276062

Contacts

3 of 10
  • ADAM BARAUSKY

    Executive Vice PresidentCRD 3142438

  • MATTHEW CASTALDI

    Internal WholesalerCRD 7850849

  • Kyle Castle

    Senior Regional Vice PresidentCRD 6268633

Unlock 7 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

DALLAS, TX

DALLAS

Location

DALLAS, TX

Headquartered in DALLAS, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
DALLAS
Address
5910 N Central Expy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth