Seal Cove Capital LLC

RIASEC RegisteredEst. 2024
Total AUM
$135M
Discretionary
$135M
100% of AUM
Avg account
$5.2M
Accounts
26
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
332033
Registered since
July 29, 2024
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM
Client types
  • HNWI99.37%
  • Individuals0.63%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Seal Cove Capital LLC is a small, fee-based registered investment adviser that manages concentrated portfolios for a handful of high-net-worth individuals and families. The firm emphasizes equity exposure, using exchange-traded securities as the primary vehicle for implementing its investment views. Portfolio management for individuals and small businesses is the core advisory activity, and the firm charges clients a percentage of assets under management. Although the firm is SEC-registered in 2024, its client base is narrow—three clients—allowing Seal Cove Capital LLC to construct bespoke allocations and to incorporate less liquid strategies where appropriate. The adviser does not position itself as an ESG investor, and it reports discretionary authority over its client accounts, signaling an active, manager-driven approach to asset allocation and trading.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 79%, Private Funds 21%79%
  • Exchange Traded Equities79%
  • Private Funds21%

Contacts

1 of 1
  • Kevin Lee

    Managing PartnerCRD 7945523

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth