SDM INVESTMENTS, LLC

RIASEC Registered
Total AUM
$7.7M
Discretionary
$0
0% of AUM
Avg account
$188K
Accounts
41
Employees
1
Advisory reps
2

Firm details

Headquarters
MERRILLVILLE, Indiana
CRD number
140325
Fee structure
Percentage of AUM, Hourly Charges, Performance Based Fees
Client types
  • Individuals74.08%
  • HNWI25.92%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Sdm Investments, LLC operates as an independent registered investment advisor (RIA) focused on providing a range of financial services to individuals and families. The firm engages in various advisory activities, including financial planning, portfolio management for both individuals and small businesses, and educational seminars. While it does not actively pursue ESG investments, Sdm Investments emphasizes a personalized approach to wealth management, catering to the unique needs of its clients. The firm is structured as a limited liability company and is owned by an individual, which allows for a more tailored service experience.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 60%, Non-Exchange Traded Equities 21%, Cash & Cash Equivalents 18%, Investment Grade Corp Bonds 1%60%
  • Exchange Traded Equities60%
  • Non-Exchange Traded Equities21%
  • Cash & Cash Equivalents18%
  • Investment Grade Corp Bonds1%

Owners & executives

2 of 2
  • SHARON MALLORY

    Chief Executive OfficerCRD 2313220

  • KEVIN TRUITT

    Chief Investment OfficerCRD 2176744

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

MERRILLVILLE, IN

LAKE

Location

MERRILLVILLE, IN

Headquartered in MERRILLVILLE, IN, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
LAKE
Address
6111 Harrison St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth