SCRUGGS ADVISORS, LLC

Overview

Scruggs Advisors, LLC is a small, client-focused advisory firm organized as a limited liability company that serves both individuals/families and institutional clients. The firm charges fees as a percentage of assets under management and provides portfolio management for individuals and small businesses, institutional portfolio services, and pension consulting. Its business footprint extends beyond investment advice: the firm’s principals are also registered representatives of a broker-dealer and operate as a real estate broker and an insurance broker, which shapes the advisory menu they offer and the execution options available to clients. Investment activity is heavily weighted toward client-controlled mandates. The firm reports a large majority of assets as non-discretionary, which indicates clients typically retain final trading authority and the advisor acts in a consultative capacity. Scruggs Advisors does not identify as an active ESG investor and is not registered as a multi-state adviser, which suggests a localized or single-state compliance footprint. Given the mix of brokerage, real estate and insurance licenses, the firm appears to combine traditional portfolio advice with transactional capabilities in real estate and insurance products when appropriate.

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