Scott, Ralph Upton

RIASEC Registered
Total AUM
$760K
Discretionary
$760K
100% of AUM
Avg account
$40K
Accounts
19
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
128237
Fee structure
Percentage of AUM
Client types
  • Individuals100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Scott, Ralph Upton operates as a sole proprietorship focusing on portfolio management for individuals and small businesses. The firm primarily serves a client base of individuals and families, employing a fee structure based on a percentage of assets under management. While the firm does not actively engage in ESG investing or pension consulting, it offers a straightforward approach to wealth management, emphasizing personalized service tailored to the specific needs of its clients.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 100%100%
  • Other100%

Contacts

1 of 1
  • Ralph Scott

    OwnerCRD 4703984

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth