SCHWAN FINANCIAL ADVISORS, LLC

Overview

Schwan Financial Advisors, LLC is an independent registered investment adviser that serves a mix of individual, family and some institutional clients. The firm operates as a capital allocator and combines fee-based advisory work with broker-dealer and insurance activity, which lets it deliver both discretionary portfolio management and access to commissionable insurance and annuity products. Advisory services listed include financial planning, pension consulting and the selection of outside managers, and the firm identifies itself as an active ESG investor—meaning environmental, social and governance factors figure into manager selection and security screening. On the investment side the practice blends traditional public market exposure with deliberate allocations to alternatives through third‑party managers. The firm’s fee model is flexible: it charges a percentage of assets under management and can also bill hourly or use fixed fees for planning and consulting engagements. That mix, combined with its role as a registered representative and insurance broker, positions the firm to construct multi‑product solutions that can include managed equity and fixed‑income strategies, annuities and externally managed private allocations.

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Location & Offices