Schwan Financial Advisors, LLC

RIAState Registered
Total AUM
—
Avg account
$0
Accounts
0
Employees
2
Advisory reps
2

Firm details

Headquarters
Aberdeen, South Dakota
CRD number
127313
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Services
Financial PlanningPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Schwan Financial Advisors, LLC is an independent RIA operating as a limited liability company that serves both individual/family clients and institutional clients. The firm combines fee-based advisory services with broker-dealer and insurance relationships, allowing it to deliver financial planning, pension consulting, and the selection and oversight of third-party advisers. Schwan Financial Advisors acts as a capital allocator, using external managers and funds alongside direct investment recommendations. The firm reports that it integrates environmental, social, and governance (ESG) factors into its investment approach. Business services are delivered under a flexible fee model that includes a percentage-of-assets arrangement as well as hourly and fixed-fee engagements. The firm’s licensing and distribution mix includes activity as a registered representative of a broker-dealer and as an insurance broker, which supports access to annuity products and insurance solutions in client portfolios.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • John Schwan

    John Schwan

    FounderCRD 1421895

  • Dalton Lehnen

    Investment Adviser RepresentativeCRD 7026933

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Aberdeen, SD

Brown

Location

Aberdeen, SD

Headquartered in Aberdeen, SD, in the Midwest of the United States.

Region
Midwest
County
Brown
Address
401 S Vivian St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth