Schulmerich & Associates Asset Management, LLC

RIASEC Registered
Total AUM
$153M
Discretionary
$153M
100% of AUM
Avg account
$388K
Accounts
394
Employees
2
Advisory reps
1

Firm details

Headquarters
,
CRD number
112547
Registered since
July 29, 2004
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI60.78%
  • Individuals39.22%
Services
Portfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Schulmerich & Associates Asset Management, LLC is an SEC-registered investment adviser organized as an LLC and operating since 2004. The firm is owner-operated and positions itself as a fee-based portfolio manager that serves individuals, families and small businesses. Its advisory services center on discretionary portfolio management and the selection of external advisers or managers, and it functions as a capital allocator rather than a product manufacturer. Fee income is charged as a percentage of assets under management. The firm does not identify as an active ESG investor. Schulmerich also lists an industry affiliation with an insurance company, which may reflect distribution or product relationships rather than a separate registered adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 56%, Public Funds/Mutual Funds 40%, Cash & Cash Equivalents 2%, US Government Bonds 1%56%
  • Exchange Traded Equities56%
  • Public Funds/Mutual Funds40%
  • Cash & Cash Equivalents2%
  • US Government Bonds1%

Contacts

1 of 1
  • Stephen Schulmerich

    Stephen Schulmerich

    President & OwnerCRD 415613

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth