Schlindwein Associates LLC

RIASEC RegisteredEst. 2000

Total AUM

$167M

Discretionary

$167M

100% of AUM

Avg account

$460K

Accounts

363

Employees

3

Advisory reps

4

Firm details

Headquarters: Dallas, Texas
CRD number: 109132
Registered since: April 7, 2000
Website: www.sallc.com
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI77.17%
Individuals20.76%
Charitable Organizations2.06%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Schlindwein Associates LLC is an independent registered investment adviser organized as an LLC and operating since 2000. The firm serves both individuals and families as well as institutional clients, providing financial planning and portfolio management for individuals, small businesses, and larger business or institutional accounts. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements, indicating flexibility for advisory and planning work. FINTRX flags the firm as not an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities54%
Public Funds/Mutual Funds39%
Cash & Cash Equivalents6%
Investment Grade Corp Bonds1%

Owners & executives

2 of 2

Adam Rich
Managing Principal, CEOCRD 2952627
Winifred Schlindwein
Managing Principal, Chief Operating OfficerCRD 8281955

Contacts

2 of 2

Edgar Cortez
Client Service ManagerCRD 7908530
Timothy Schlindwein
Managing PrincipalCRD 1865926

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

Dallas, TX

Dallas

Location

Dallas, TX

Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area: Dallas-Fort Worth, TX-OK
Region: South
County: Dallas
Address: 1717 Main St
Time zone: CT (UTC-6)
Office locations

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