SCHAFFER & COMPANY ASSET MANAGEMENT, INC.

RIASEC RegisteredEst. 2015

Total AUM

$90.8M

Discretionary

$90.8M

100% of AUM

Avg account

$162K

Accounts

562

Employees

Advisory reps

Firm details

Headquarters: JACKSONVILLE, Florida
CRD number: 138463
Registered since: April 16, 2015
Website: www.gregoryschaffer.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals51.81%
HNWI47.79%
Corporations / Businesses0.36%
Charitable Organizations0.04%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Schaffer & Company Asset Management, Inc. is an independent, corporation-structured RIA that has been SEC-registered since 2015 and is owned by an individual. The firm serves both individual and family clients as well as institutional relationships, offering financial planning and discretionary portfolio management across private clients and small businesses. Its advisory mix also includes portfolio management for businesses or institutions and pension consulting services. Investment practice tilts toward equities: the firm lists a preference for exchange-traded equities and runs separate managed accounts (SMAs) that emphasize liquid equity exposure. Schaffer & Company is not structured as a capital allocator, does not identify as an active ESG investor, and is not a multi-state adviser in its filing. Fee arrangements are flexible and include percentage-of-AUM billing alongside hourly and fixed-fee engagements, supporting both ongoing portfolio management relationships and discrete planning/project work.