Sauberan & Company, LLC
Firm details
- Headquarters
- Lockport, New York
- CRD number
- 106317
- Registered since
- April 19, 1991
- Fee structure
- Percentage of AUM
- Client types
- Individuals100%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Sauberan & Company, LLC is an independently owned limited liability advisory firm that is SEC registered (initial registration 1991). The firm operates on a percentage-of-AUM fee model and focuses on portfolio management for individuals and small businesses. Ownership is recorded as individual ownership and the client base is concentrated on individual and family relationships. Filings indicate the firm does not position itself as a capital allocator and does not identify as an active ESG investor.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- US Government Bonds80%
- Exchange Traded Equities17%
- Cash & Cash Equivalents3%
Contacts
1 of 1Charles Sauberan
OwnerCRD 1675594
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Lockport, NY
Niagara
Location
Lockport, NY
Headquartered in Lockport, NY, anchoring the Buffalo-Cheektowaga-Olean, NY metro in the Northeast.
- Metro area
- Buffalo-Cheektowaga-Olean, NY
- Region
- Northeast
- County
- Niagara
- Address
- 175 Walnut St
- Time zone
- ET (UTC-5)
- Office locations
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