SARA-BAY FINANCIAL CORP.
Firm details
- Headquarters
- SARASOTA, Florida
- CRD number
- 133443
- Registered since
- April 21, 2014
- Website
- www.sara-bay.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Individuals69.44%
- HNWI30.56%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Sara-Bay Financial Corp. is an independent, SEC-registered investment adviser that provides financial planning and discretionary portfolio management primarily for individuals, families and small businesses. Founded and registered in 2014, the firm is organized as a corporation and owned by an individual. Its advisory fees are charged as a percentage of assets under management. Sara-Bay does not identify as an active ESG investor, does not serve as a pension consultant, and does not act as a capital allocator to external managers.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities86%
- Public Funds/Mutual Funds9%
- Cash & Cash Equivalents5%
Owners & executives
1 of 1MARY HETTIG
Chief Compliance OfficerCRD 865961
Contacts
3 of 3JAMES HARD
PresidentCRD 236707
BENJAMIN HARD
Portfolio ManagerCRD 4362335
JAMES MILLS
Portfolio ManagerCRD 6120941
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 16Active vs passive
$22.3M in ETFs
78%
$17.4M
0%
$4.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES BITCOIN TRUST ETF (IBIT) | BlackRock | Passive | Digital Assets | $9.3M | 240,935 | 41.54% |
Location
SARASOTA, FL
SARASOTA
Location
SARASOTA, FL
Headquartered in SARASOTA, FL, anchoring the North Port-Sarasota, FL metro in the South.
- Metro area
- North Port-Sarasota, FL
- Region
- South
- County
- SARASOTA
- Address
- 2201 Cantu Ct
- Time zone
- ET (UTC-5)
- Office locations
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