Santander Securities
Firm details
- Headquarters
- Boston, Massachusetts
- CRD number
- 41791
- Registered since
- September 2, 1999
- Website
- www.santanderbank.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM
- Client types
- Individuals90.8%
- Other7.81%
- Corporations / Businesses1.35%
- Charitable Organizations0.03%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Santander Securities operates as a bank-affiliated broker-dealer and insurance broker that provides advisory services to individuals, families and institutions. The firm offers portfolio management for individuals and small businesses, financial planning, and acts as a selector of other advisers rather than serving as a principal capital allocator. Its fee model is percentage-of-AUM and it reports being an active ESG investor. The firm is structured as a limited liability company and has been SEC-registered since 1999.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Non-Exchange Traded Equities60%
- State & Local Bonds19%
- US Government Bonds10%
- Public Funds/Mutual Funds5%
- Cash & Cash Equivalents4%
Owners & executives
3 of 7Lawrence Carter
Chief Compliance OfficerCRD 2113682
John Marron
Chief Investment OfficerCRD 1177084
Rachel Bartholo Eichenwald
CoordinatorCRD 7344337
Contacts
3 of 373Joseph Petracca
Financial AdvisorCRD 5651037
Jacquelyn Miller
Financial AdvisorCRD 5661734
Kevin Halloran
Financial AdvisorCRD 5734536
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Boston, MA
Suffolk
Location
Boston, MA
Headquartered in Boston, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Suffolk
- Address
- 75 State St
- Time zone
- ET (UTC-5)
- Office locations
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