SANTA CRUZ FINANCIAL

Overview

Santa Cruz Financial is organized as a corporation that offers financial planning and discretionary portfolio management aimed at individuals and small businesses. Its stated fee arrangements combine a percentage-of-AUM charge with hourly billing for certain services. The firm does not identify as an active ESG investor, is not set up as a multi-state adviser, and is not listed as a capital allocator, pension consultant, or related adviser in the source data. The record does not include the year of SEC registration and classifies the firm as unclassified. The limited public detail in the record suggests a compact adviser model focused on client-level planning and portfolio work rather than institutional mandates or broad alternative-investment programs. For anyone evaluating the firm, confirm service scope, custody relationships and reporting directly with the firm because the public dataset provides only a basic operational profile.

Assets & Accounts

Location & Offices