Sandy Morris Financial & Estate Planning Services, LLC
Firm details
- Headquarters
- Tampa, Florida
- CRD number
- 187519
- Registered since
- January 2, 2020
- Website
- sandymorrisfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals62.07%
- HNWI37.93%
- Services
- Portfolio Management for IndividualsPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Sandy Morris Financial & Estate Planning Services, LLC is a small, non-independent retail registered investment adviser formed as an LLC and SEC-registered in 2020. The firm focuses on individual and family clients and provides portfolio management for individuals and small businesses alongside client education through newsletters and seminars. Its billing mixes asset-based fees with hourly and fixed-fee arrangements. The firm reports an affiliation with an insurance company and does not identify as an active ESG investor or a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities86%
- Private Funds8%
- US Government Bonds3%
- Investment Grade Corp Bonds3%
- Cash & Cash Equivalents3%
Owners & executives
1 of 1
Steven Zanolli
Chief Compliance OfficerCRD 4253364
Contacts
3 of 3
Sandeva Morris
Investment Adviser RepresentativeCRD 4637943
Anthony DiMeglio
Registered Sales AssistantCRD 7472575
Fouad Shahin
Financial AdvisorCRD 6793763
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Tampa, FL
Hillsborough
Location
Tampa, FL
Headquartered in Tampa, FL, in the South of the United States.
- Region
- South
- County
- Hillsborough
- Address
- 10015 Gallant Ln
- Time zone
- ET (UTC-5)
- Office locations
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