SANDALWOOD SECURITIES, INC.

RIASEC RegisteredEst. 1992
Total AUM
$930M
Discretionary
$930M
100% of AUM
Avg account
$116M
Accounts
8
Employees
11
Advisory reps
2

Firm details

Headquarters
ROSELAND, New Jersey
CRD number
27240
Registered since
October 1, 1992
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Sandalwood Securities, Inc. is a corporate investment manager registered with the SEC since 1992 that operates primarily for institutional clients. The firm is classified as a hedge fund and other fund provider and is owned by an individual. Its advisory activity focuses on managing pooled investment vehicles and selecting third‑party advisers, and it performs sponsor/GP/CPO/CTA roles and serves as a managing member for pooled vehicles. Compensation is a mix of a percentage of assets under management and performance‑based fees. Sandalwood does not identify as an active ESG investor and is not reported as a multisate or newly formed adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • KENNETH CHAPPLE

    Managing Director, Chief Financial OfficerCRD 5753896

Contacts

1 of 1
  • MARTIN GROSS

    Founder & PresidentCRD 715161

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

ROSELAND, NJ

ESSEX

Location

ROSELAND, NJ

Headquartered in ROSELAND, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
ESSEX
Address
105 Eisenhower Pkwy
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth